BrokerCheck® Review My History with FINRA BrokerCheck® FINRA BrokerCheck® is a free tool from FINRA, the regulator of all securities firms in the United States. It is an online database that can help you research the professional backgrounds of brokers and brokerage firms, as well as investment adviser firms and representatives, including their employment history, certifications, licenses and any violations.Please click the FINRA BrokerCheck® link in the lower right corner to check the background of IA Financial Advisors. One of our primary goals is to develop a long-term, trusting relationship with you. Have a Question Name Email Address Phone Question Thank you! Oops!